We may also make recommendations to buy, sell, or hold securities, which you can either accept or reject. We make recommendations to a retail customer based on relevant information we know about the retail customer’s investment profile and our assessment of a product’s or investment strategy’s potential risks, rewards, and costs as applicable to the given recommendation. Your Oppenheimer financial professional may verbally provide you additional information related to the products and services we offer, including any material limitations on the securities or investment strategies that your financial professional recommends, as well as your financial professional’s investment philosophy, and any conflicts of interest that may be unique to your financial professional. When Oppenheimer offers retirement services to plans, Oppenheimer may receive payments for shareholder recordkeeping or shareholder servicing from the Fund or the plan sponsor in addition to networking fees. Research information including trailing returns and hypothetical growth for Invesco Oppenheimer Main Strt fd. Oppenheimerfunds Invesco New Name . This site is intended for U.S. investors only. Annual 12b-1 Fees (generally 25-75bps). A portion of the sales charge and 12b-1 fee, if any, is paid by the fund to Oppenheimer. Financial professionals of Oppenheimer whose clients invest in these funds receive a portion of the fees paid to Oppenheimer. (N and Y shares are available to institutions and through 401k plans.) We may amend this disclosure from time to time, will deliver amended disclosures in accordance with your preferences and SEC requirements and you will be bound by the amended disclosures if you receive our services after we deliver the amended disclosures to you. Front-end or A share loads generally range from 3%-6% but may be waived to 0%. When providing brokerage services (unlike how we charge for investment advisory services) we do not charge or receive a separate fee for our advice or recommendations and the recommendations we provide are solely incidental to our brokerage services. ETFs are open-end investment companies or unit investment trusts (UITs) whose shares represent an interest in a portfolio of securities. If we execute a transaction on a principal basis, you pay a net price that includes our compensation. Each individual state determines the maximum contributions, eligible investments and tax advantages. It is a criminal offense to represent otherwise. OppenheimerFunds, Inc. was a global asset manager.As of February 28, 2019, the company managed over $229 billion in assets in over 13,000,000 investor accounts. When we act as a broker-dealer, we are compensated by the commissions and fees you pay us as well as through revenue we receive from third-parties that often include the sponsors of investment products on our platform. Under the SEC’s Regulation Best Interest (and applicable state laws), we and our financial professionals are required to act in the best interest of a retail customer at the time we make a recommendation to that retail customer of a securities transaction, investment strategy involving securities, or a recommendation of an account, without placing our interests ahead of the retail customer’s interest. Find funds related to OPPENHEIMER BALANCED FUND CLASS A by Mutual Fund sector and Mutual Fund family. This guide also contains links to our website that contains more information about our products and services. A 529 plan is a tax-advantaged state-sponsored savings plan designed to encourage saving for future education costs. Oppenheimer Funds is a company that specializes in financial management. Below we share with you three top-ranked Oppenheimer mutual funds. Annual 12b-1 Fees (generally 25-75bps). https://www.oppenheimer.com/legal/margin-disclosure-document.aspx, https://prd.theocc.com/Company-Information/Documents-and-Archives/Options-Disclosure-Document, https://www.oppenheimer.com/abd/2020/20-form-09-advantage-bank-deposit-program-02-21-20_compliant.pdf, https://www.oppenheimer.com/_assets/docs/legal/regbi/client-products-and-capabilities.pdf, https://www.oppenheimer.com/_assets/docs/legal/exchange-traded-products-risk-disclosure.pdf, https://www.oppenheimer.com/_assets/docs/legal/regbi/oppenheimer-structured-products-brochure.pdf, https://www.oppenheimer.com/_assets/docs/legal/regbi/2020-rollover-brochure.pdf, Brokerage Relationship and Disclosure Guide For Retail Broker-Dealer Clients. As with all mutual funds, the Securities and Exchange Commission has not approved or disapproved the Fund s securities nor has it determined that this prospectus is accurate or complete. However, day-to-day investment decisions and trade authorizations are managed by you and transactions must be authorized by you. Fees paid to Oppenheimer by the adviser: 3.00% to 10.00%, Mutual Fund Services-Closed End Funds (CEFs); Exchange-Traded Funds (ETFs), Mutual Fund Services-Mutual Funds, Qualified Retirement Plans. If you have an interest in any of these specialized products, please contact your Oppenheimer Financial Professional for more information. Oppenheimer receives compensation from issuers of insurance products, which include term, universal life, indexed universal life, variable universal life, disability, long-term care, hybrid life insurance with a long-term care rider, and whole life. Financial professionals who recommend other advisers or interests in collective investment vehicles receive a portion of the compensation paid to Oppenheimer under these arrangements. Results prior to Feb. 28, 2020, reflect the performance of the Fund's previous strategy. The sale of certain of these products results in payments to us that are not shared with financial professionals. These arrangements give financial professionals an incentive to recommend investments based on the compensation received, rather than on a client’s needs. If you open a brokerage account, we can make recommendations on purchases and sales of securities and we will do so in our capacity as a broker-dealer. Discover the 10 best Oppenheimer funds. This process allows our Financial Professionals to have a more personal role with clients, guiding them in selecting mutual funds appropriate to their needs and their overall asset allocation. You may request additional copies of this document or other information by speaking with your Oppenheimer financial professional, emailing us at email@example.com or calling us at (800) 221-5588. In this episode of Lets Talk Future, Jason Helfstein joins Joan Khoury to explore how companies are innovating amidst the pandemic and how these changes affect the way we live and play, shop and entertain, and take care of our health. We cannot vouch for the accuracy or appropriateness of any of it, though we do encourage civility and good humor. Sign In. Oppenheimer & Co Inc. In one of the first examples of firms seizing on the Securities and Exchange Commission’s amnesty program for self-reporting mutual fund sales violations, Oppenheimer & Co. … The ABD Program is significantly more profitable to Oppenheimer than money market fund sweep vehicles which Oppenheimer does not offer (although the extent of profitability will fluctuate with interest rates). In our discretionary programs, we select investments for you. The fees paid to us vary by product type and may vary by insurance company. Some funds charge fees to cover marketing, distribution and administrative expenses. A share loads generally range from 3%-6%; B shares have deferred loads up to 5%; C shares contain CDSCs of 1% within the first year. OPTAX | A complete Invesco Oppenheimer Rochester AMT-Free Municipal Fund;A mutual fund overview by MarketWatch. Modal for leaving site will appear before opening new window. However, these funds do not have a sweep feature and clients must invest in these funds each time that they have available cash. Oppenheimer receives compensation from insurance companies which includes commissions. Although this is not a service we provide to you, it can create a conflict of interest to the extent that Oppenheimer financial professionals recommend the purchase of securities for which we have acted as the underwriter. Financial professionals do not receive a portion of these payments. Oppenheimer & Co. Inc.’s website and/or mobile terms, privacy and security policies don’t apply to the site or app you're about to visit. We will be compensated with concessions from the underwriting or selling group, or may earn management fees for advice we provide to the issuer about structuring the offering. Oppenheimer shares a portion of this compensation with your financial professional. Mutual Funds. We will not (and have no obligation to) monitor your account investments (including cash and cash equivalents). It does not include funds that are not US domiciled or any other categories of investment vehicles not expressly listed, such as, but not limited to SA, SMA and UIT assets. We provide an objective, consultative approach to recommending funds and providing asset allocation. These minimum account balance requirements will be disclosed to you orally by your financial professional. Mutual Fund Report for OSMAX . Top Searches Holiday Gifts. We may also earn a dealer spread on principal trades. Next 11 results. The sale of certain products pay a financial professional more than other products. Service providers to retirement plans and sponsors of mutual funds and insurance products sponsor events to which financial professionals of Oppenheimer are invited, such as meals or golf outings. In a rollover, you transfer the proceeds of your existing Retirement Product into a new Retirement Product at the same or another firm. Providing a discount reduces the commissions payable to the financial professional depending on the size of the discount. The requirement under Regulation Best Interest that we act in a retail customer’s best interest is limited to the recommendations that we make but does not extend to any other dealings or services we provide, including, without limitation, how we market securities, our services, how we execute trades, or the fees that we charge. This creates an incentive for the financial professional to recommend the transfer of assets to Oppenheimer in order to earn this compensation. Oppenheimer has a research department that publishes research reports on securities that are followed by our research analysts. C shares contain CDSCs of .49%-1%. The fund companies pay us for maintaining shareholder information, which the fund companies would otherwise be required to maintain themselves. Oppenheimer does not act as the sponsor of any UITs but does select securities for certain UITs. Twitter logo: Link opens in a new window. For more information, visit oppenheimerfunds.com. For the sponsored funds, Oppenheimer or an affiliate receives a management fee, administrative fees and may receive an incentive fee. Other fees charged by fund companies, including redemption or exchange fees are not received by Oppenheimer. Financial professionals’ conflicts of interest also include recommending investments that result in more frequent trading, have higher costs than other available products, or other characteristics that would result in greater compensation to the financial professional. For an initial offering, Oppenheimer receives a fee/selling concession from the underwriter involved in the initial offering, which is built into the offering price and paid by the client. Mutual fund families may pay Oppenheimer Networking Fees on a per account basis or (0.03% based on average monthly assets and 0.01% based on monthly sales amounts). Analyze the Fund Invesco Oppenheimer International Growth Fund Class A having Symbol OIGAX for type mutual-funds and perform research on other mutual funds. Your Oppenheimer financial professional may also provide you verbal disclosures regarding specific products, services or conflicts of interest. However, financial professionals’ receipt of non-cash compensation such as occasional gifts, meals or entertainment and/or their attendance and participation in educational or training forums, and the increased exposure to vendors who sponsor these events, may lead financial professionals to recommend the products and services of those vendors as compared to those vendors that do not provide non-cash compensation or sponsor such events. Structured Products are financial instruments that are structured so that the return on your investment is generally based on the performance of one or more reference assets. Continue to login to Box through your network. Click the link below to contact us directly. Your financial professional receives a portion of the selling concession received by Oppenheimer. Front-end or A share loads generally range from 3%-6% but may be waived to 0%. With billions of assets under management and a broad variety of mutual funds to choose from, Oppenheimer funds offer something for almost every kind of investor. Additionally, there is an economic benefit derived by the financial professional for recommending an insurance product or annuity versus other products available due to the commission the financial professional receives. Many of these conflicts are common to the financial services industry as a whole and we have adopted policies and procedures in an effort to mitigate these conflicts of interest. Shareholder Service Fees: Mutual fund families pay Oppenheimer 0.03% based on average monthly assets and 0.01% based on monthly sales amounts). 100.00% of all the mutual funds are no load funds. We do not assume responsibility for orders placed with another broker-dealer, orders placed later than the same trading day on which the transaction is recommended, or orders placed where the terms are different from our recommended transaction. Money market mutual funds generally pay a higher rate of interest than, but also have different risk and return profiles than, the ABD Program, including that money market mutual funds may not fully redeem your investment for a period of time under extraordinary circumstances and that most money market funds do not qualify for FDIC insurance. Payments from you may be a direct payment which is deducted from the amount you invest, or an indirect payment which is made to us by a product sponsor out of the value of your investment or from fees that they receive related to your investment. In order to review the additional fees and costs associated with your account, please review the: The way we make money creates some conflicts of interest. You can obtain more information on IRA rollover considerations by reviewing the following: The firm provides underwriting services to corporations and other entities including municipalities. Transaction Based Commission: 1.30%-3.25% Sales Concession: 0.10%-0.30% % Additional sales concessions are paid based on volume of interests sold during the previous 12 month period as described in the applicable UIT prospectus, Transaction Based Commission: 1.25% Volume Concession: 0.10%-0.20%% Additional sales concessions are paid based on volume of interests sold during the previous 12 month period as described in the applicable UIT prospectus, General Securities Transactions: Equities, Warrants/Rights, MLPs, and GDRs. Oppenheimer Funds is not a household name in the world of investing but it is one of the world's leading mutual fund companies. Mutual funds, variable annuities and unit investment trusts impose additional fees at the product level (that are not paid to Oppenheimer) that will reduce the value of your investments over time. Retirement accounts applicable to individuals or sole proprietors, such as Individual 401ks, Coverdell Education Savings Accounts (ESA), Defined Benefit Plans, Health Savings Accounts (HSA), Money Purchase Plans, Non-Qualified Deferred Compensation Plans, Traditional and Roth Individual Retirement Accounts (IRAs), SEP IRAs, and SIMPLE IRAs (collectively, “Retirement Products”) are offered for both brokerage and advisory accounts. "We're not usually activists," says Oppenheimer … Your financial professional is not required to make a similar recommendation as the Research Department about any particular security. See Invesco Oppenheimer Global Fund (OGLNX) mutual fund ratings from all the top fund analysts in one place. Mutual funds that are purchased at Oppenheimer may be from companies that have other business relationships with Oppenheimer such as institutional trading. Your financial professional has access to this research and can recommend the purchase or sale of securities that the Research Department recommends buying or selling. Financial professionals are also compensated in the form of credits towards business expenses, title changes and recognition trips. Copies of Historical Documentation: Checks, Confirms, Statements, etc. We make available on our platform only third party funds (and share classes of those funds) for which we receive a portion of the management fee, and in some instances a portion of the incentive fee. If you purchase a security in an underwritten offering, we will be acting in a principal capacity. These arrangements are in place for advisers that are not available in programs offered by Oppenheimer or its affiliates. Your brokerage relationship with us also will be governed by the terms of additional agreements that you enter into with us and other documentation that we send to you. Underwriters of securities compensate us for trading activities we provide on their behalf. Our experienced Mutual Fund Services group has access to quantitative information on thousands of funds providing aid to our Financial Professionals in making recommendations to their clients. Group we have selling agreements with more than 300 fund families allowing for a discussion of associated! Department that publishes research reports on securities that is not a household name the! As those for a and c noted above accounts and Separately managed accounts are not available in future... Just ask your financial needs and objectives 1.00 % incentive fees: fund level range. A stock exchange or in the Retirement services has earned a Zacks # 1 Rank ( Buy... 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